Darren Wallis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Dec 2020)
    • CF30 Customer (since 6 Nov 2020)
    • [FCA CF] Functions requiring qualifications (7 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (7 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (9 Sep 2013 to 8 Dec 2019)
  • Darren Wallis

    FRN 927080

    • Employed By (since 6 Nov 2020)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (8 Jan 2013 to 9 Sep 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF21 Investment Adviser (6 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Nov 2006 to 6 Aug 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
  • Birmingham Midshires Financial Services Limited (no longer approved here)

    FRN 169484

    • Employed By (1 Dec 2001 to 2 Sep 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.