PFG-UK LTD.
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
P F G UK Ltd13-14 Curzon StreetLondonWestminsterW1J 5HNUNITED KINGDOM- Phone
- +442038294330
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Complaints Contact
P F G UK Ltd13-14 Curzon StreetLondonWestminsterW1J 5HNUNITED KINGDOM- Phone
- +447470146775
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
For Eligible Counterparty, Professional
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Greg William Hausler
IRN GWH01057
- SMF16 Compliance Oversight (9 Dec 2019 to 4 Jul 2025)
- SMF3 Executive Director (9 Dec 2019 to 2 Jul 2020)
- CF10 Compliance Oversight (30 Sep 2014 to 8 Dec 2019)
- CF1 Director (17 Aug 2005 to 8 Dec 2019)
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Haakon Matheson Gresvig
IRN HMG01024
- [FCA CF] Significant management (since 24 Mar 2025)
- [FCA CF] Client dealing (since 8 Jul 2021)
- SMF3 Executive Director (24 Feb 2021 to 1 Jun 2022)
- CF11 Money Laundering Reporting (18 Oct 2017 to 2 Apr 2019)
- CF30 Customer (19 Feb 2015 to 8 Dec 2019)
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Jack Hill
IRN JXH00888
- [FCA CF] Client dealing (since 9 May 2022)
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James Muthana
IRN JXM02733
- CF30 Customer (2 Oct 2009 to 29 Dec 2010)
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James Robert Coleman
IRN JRC01121
- CF4 Partner (AR) (18 Apr 2011 to 12 Aug 2014)
- CF1 Director (21 Oct 2009 to 17 Oct 2014)
- CF10 Compliance Oversight (21 Oct 2009 to 30 Sep 2014)
- CF11 Money Laundering Reporting (21 Oct 2009 to 17 Oct 2014)
- CF30 Customer (21 Oct 2009 to 12 Aug 2014)
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Jeanne Sophie Corinne Dessange
IRN JXD01104
- [FCA CF] Client dealing (since 20 Nov 2025)
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Jonathan Hermann Leinmuller
IRN JHL01021
- CF30 Customer (1 Nov 2007 to 3 Mar 2010)
- CF23 Corporate Finance Adviser (6 Dec 2006 to 31 Oct 2007)
- CF10 Compliance Oversight (17 Nov 2006 to 1 Dec 2008)
- CF11 Money Laundering Reporting (17 Nov 2006 to 1 Dec 2008)
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Joseph William Porterfield
IRN JWP01024
- CF11 Money Laundering Reporting (12 Nov 2004 to 30 Aug 2006)
- CF10 Compliance Oversight (12 Nov 2004 to 30 Aug 2006)
- CF1 Director (12 Nov 2004 to 30 Aug 2006)
- CF23 Corporate Finance Adviser (12 Nov 2004 to 30 Aug 2006)
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Luke Edward Lawson Sanders
IRN LES01042
- CF30 Customer (5 Mar 2014 to 12 Aug 2014)
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Matthias Gabriel Simon Legrand
IRN MXL01704
- CF30 Customer (6 Dec 2012 to 8 Jan 2014)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Quest Fund Placement LLP (no longer appointed)
FRN 537113 · Appointed 6 Dec 2010 · Until 12 Aug 2014
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.