Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PFG-UK LTD.
FRN 401851
- [FCA CF] Significant management (since 24 Mar 2025)
- [FCA CF] Client dealing (since 8 Jul 2021)
- SMF3 Executive Director (24 Feb 2021 to 1 Jun 2022)
- CF11 Money Laundering Reporting (18 Oct 2017 to 2 Apr 2019)
- CF30 Customer (19 Feb 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.