PFG-UK LTD.

• Principal Place of Business

  P F G UK Ltd

  13-14 Curzon Street

  London

  Westminster

  W1J 5HN

  UNITED KINGDOM

  Phone

  +442038294330

  Web

  https://www.probitaspartners.com

• Complaints Contact

  P F G UK Ltd

  13-14 Curzon Street

  London

  Westminster

  W1J 5HN

  UNITED KINGDOM

  Phone

  +447470146775

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Paul Louis Hackney

  IRN APH01145

  • CF30 Customer (29 Jan 2013 to 20 Sep 2013)
• Angela Enzo

  IRN AXE00179

  • [FCA CF] Client dealing (since 17 Mar 2025)
• Antoine Grignani

  IRN AXG02617

  • CF30 Customer (4 Nov 2015 to 1 Apr 2019)
• Bracken J White

  IRN BJW01117

  • CF1 Director (17 Oct 2014 to 29 Sep 2017)
  • CF30 Customer (17 Oct 2014 to 29 Sep 2017)
  • CF11 Money Laundering Reporting (17 Oct 2014 to 29 Sep 2017)
• Charles Williams

  IRN CXW00454

  • [FCA CF] Client dealing (30 May 2022 to 31 Oct 2024)
• Chirag Mahesh Patel

  IRN CMP01148

  • [FCA CF] Client dealing (8 Jul 2021 to 21 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Sep 2023)
  • CF11 Money Laundering Reporting (13 Jun 2019 to 8 Dec 2019)
  • CF30 Customer (9 Aug 2016 to 8 Dec 2019)
• Connor James Miles

  IRN CXM01116

  • [FCA CF] Client dealing (since 9 Dec 2024)
• Craig Adam Marmer

  IRN CAM01174

  • SMF1 Chief Executive (9 Dec 2019 to 2 Jul 2020)
  • SMF3 Executive Director (9 Dec 2019 to 2 Jul 2020)
  • CF30 Customer (9 Sep 2014 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (12 Nov 2004 to 31 Oct 2007)
  • CF3 Chief Executive (12 Nov 2004 to 8 Dec 2019)
  • CF1 Director (12 Nov 2004 to 8 Dec 2019)
• Daniel Joseph Charles Tarver

  IRN DJT01238

  • CF30 Customer (6 Jul 2012 to 28 Feb 2013)
• Gianluca D'Angelo

  IRN GXD01408

  • CF30 Customer (12 Nov 2009 to 12 Aug 2014)

• Quest Fund Placement LLP (no longer appointed)

  FRN 537113 · Appointed 6 Dec 2010 · Until 12 Aug 2014

No changes recorded yet.