Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF19 Head of Overseas Branch/Head of Overseas (since 2 May 2025)
    • [FCA CF] Client dealing (since 9 Sep 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (8 Apr 2022 to 30 Apr 2023)
    • [FCA CF] Client dealing (23 Aug 2018 to 30 Apr 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Client dealing (12 Jun 2020 to 30 Apr 2023)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (23 Sep 2013 to 3 Jul 2018)
  • PFG-UK LTD. (no longer approved here)

    FRN 401851

    • CF30 Customer (29 Jan 2013 to 20 Sep 2013)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (13 Nov 2009 to 4 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.