Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PFG-UK LTD. (no longer approved here)

    FRN 401851

    • SMF1 Chief Executive (9 Dec 2019 to 2 Jul 2020)
    • SMF3 Executive Director (9 Dec 2019 to 2 Jul 2020)
    • CF30 Customer (9 Sep 2014 to 8 Dec 2019)
    • CF1 Director (12 Nov 2004 to 8 Dec 2019)
    • CF3 Chief Executive (12 Nov 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (12 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.