James Robert Coleman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quest Fund Placement Limited

    FRN 716329

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (29 Jun 2016 to 8 Dec 2019)
    • CF1 Director (29 Jun 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Jun 2016 to 8 Dec 2019)
    • CF3 Chief Executive (29 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (29 Jun 2016 to 8 Dec 2019)
  • Talbot Capital Ltd (no longer approved here)

    FRN 489839

    • CF4 Partner (AR) (29 Aug 2014 to 27 Feb 2015)
    • CF30 Customer (29 Aug 2014 to 27 Feb 2015)
  • PFG-UK LTD. (no longer approved here)

    FRN 401851

    • CF4 Partner (AR) (18 Apr 2011 to 12 Aug 2014)
    • CF30 Customer (21 Oct 2009 to 12 Aug 2014)
    • CF11 Money Laundering Reporting (21 Oct 2009 to 17 Oct 2014)
    • CF1 Director (21 Oct 2009 to 17 Oct 2014)
    • CF10 Compliance Oversight (21 Oct 2009 to 30 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.