Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PFG-UK LTD. (no longer approved here)

    FRN 401851

    • CF30 Customer (1 Nov 2007 to 3 Mar 2010)
    • CF23 Corporate Finance Adviser (6 Dec 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (17 Nov 2006 to 1 Dec 2008)
    • CF11 Money Laundering Reporting (17 Nov 2006 to 1 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.