PFG-UK LTD.

• Principal Place of Business

  P F G UK Ltd

  13-14 Curzon Street

  London

  Westminster

  W1J 5HN

  UNITED KINGDOM

  Phone

  +442038294330

  Web

  https://www.probitaspartners.com

• Complaints Contact

  P F G UK Ltd

  13-14 Curzon Street

  London

  Westminster

  W1J 5HN

  UNITED KINGDOM

  Phone

  +447470146775

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mazen Aref

  IRN MXA16363

  • [FCA CF] Client dealing (8 Jul 2021 to 22 Feb 2022)
  • CF30 Customer (20 Jun 2019 to 8 Dec 2019)
• Michael James Hoffmann

  IRN MJH01483

  • CF30 Customer (18 Sep 2014 to 1 Aug 2019)
  • CF1 Director (17 Aug 2005 to 1 Aug 2019)
• Molly Jo Kelsall

  IRN MJK01151

  • CF30 Customer (20 Aug 2009 to 14 Jun 2011)
• Natalya-Marisa Yvonne Montegriffo de Wynne

  IRN NYM01001

  • CF30 Customer (22 Sep 2009 to 12 Aug 2014)
• Nicholas John Gordon

  IRN NJG01122

  • CF30 Customer (21 Apr 2011 to 28 Mar 2012)
• OLUWAMAYOWA CHUKWUEMEKA

  IRN OXC00063

  • [FCA CF] Client dealing (since 15 Mar 2023)
• Patrick Christopherson Ross Montgomery

  IRN PXM02251

  • CF30 Customer (17 Feb 2012 to 12 Aug 2014)
• Ravi Chandarana

  IRN RXC01954

  • [FCA CF] Client dealing (8 Jul 2021 to 22 Nov 2021)
• Raymond Tsao

  IRN RXT87643

  • [FCA CF] Client dealing (since 8 Jul 2021)
  • SMF3 Executive Director (since 22 Mar 2021)
• Rimsky Nicolas Christophe Vidal

  IRN RXV00116

  • [FCA CF] Client dealing (since 6 Mar 2024)

• Quest Fund Placement LLP (no longer appointed)

  FRN 537113 · Appointed 6 Dec 2010 · Until 12 Aug 2014

No changes recorded yet.