PFG-UK LTD.

Date authorised
1 April 2013
Companies House
04518877
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    P F G UK Ltd
    13-14 Curzon Street
    London
    Westminster
    W1J 5HN
    UNITED KINGDOM
    Phone
    +442038294330
    Web
    https://www.probitaspartners.com

  • Complaints Contact

    P F G UK Ltd
    13-14 Curzon Street
    London
    Westminster
    W1J 5HN
    UNITED KINGDOM
    Phone
    +447470146775

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ritesh Doshi

    IRN RXD01212

    • CF23 Corporate Finance Adviser (12 Nov 2004 to 1 Jul 2006)
  • Robin William Hubbard

    IRN RWH01082

    • CF11 Money Laundering Reporting (10 Dec 2008 to 27 Mar 2009)
    • CF10 Compliance Oversight (10 Dec 2008 to 27 Mar 2009)
    • CF30 Customer (22 Nov 2007 to 27 Mar 2009)
  • Roger Philip Pett

    IRN RPP01031

    • CF23 Corporate Finance Adviser (10 May 2005 to 30 Dec 2005)
  • Rory Kesley

    IRN RXK16361

    • [FCA CF] Client dealing (8 Jul 2021 to 16 May 2022)
    • CF30 Customer (20 Jun 2019 to 8 Dec 2019)
  • Samuel Alexander Robinson

    IRN SXR00650

    • SMF16 Compliance Oversight (since 7 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Jan 2024)
    • [FCA CF] Client dealing (since 2 Jan 2023)
  • Thomas James Conlon

    IRN TJC01164

    • CF30 Customer (26 Feb 2010 to 31 Oct 2012)
  • Timothy John Crowley

    IRN TJC01221

    • CF30 Customer (29 Jul 2016 to 8 Dec 2019)
  • Vincent Philippe Le Hodey

    IRN VPL01003

    • CF30 Customer (18 Aug 2009 to 12 Aug 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.