Vincent Philippe Le Hodey

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NORTHERN LIGHTS ALTERNATIVE ADVISORS LLP (no longer approved here)

    FRN 493102

    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Feb 2022)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Feb 2022)
    • CF10 Compliance Oversight (15 Feb 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (17 Mar 2016 to 8 Dec 2019)
    • CF4 Partner (17 Mar 2016 to 8 Dec 2019)
  • Talbot Capital Ltd (no longer approved here)

    FRN 489839

    • CF30 Customer (15 Aug 2014 to 31 Dec 2014)
  • PFG-UK LTD. (no longer approved here)

    FRN 401851

    • CF30 Customer (18 Aug 2009 to 12 Aug 2014)
  • Hamilton Lane (UK) Ltd (no longer approved here)

    FRN 220069

    • CF26 Customer Trading (30 Jan 2004 to 10 Aug 2006)
  • Campbell Lutyens & Co. Ltd (no longer approved here)

    FRN 196462

    • CF23 Corporate Finance Adviser (22 Feb 2002 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.