Date authorised
1 April 2013
Companies House
04112016
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191
  • Complaints Contact

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ASHRITH EASWAR RAMACHANDRAN

    IRN AER01061

    • CF30 Customer (18 Dec 2014 to 8 Dec 2019)
  • Aakash Kotak

    IRN AXK07053

    • [FCA CF] Client dealing (31 Jul 2020 to 28 Jul 2023)
    • CF30 Customer (9 Oct 2018 to 8 Dec 2019)
  • Adam Smith

    IRN AXS05185

    • [FCA CF] Client dealing (since 30 Apr 2024)
  • Aiganysh Galieva

    IRN AXG02655

    • [FCA CF] Manager of certification employee (31 Jul 2020 to 8 Aug 2022)
    • [FCA CF] Material risk taker (31 Jul 2020 to 8 Aug 2022)
    • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
  • Aiva Sperberga

    IRN AXS02551

    • [FCA CF] Manager of certification employee (31 Jul 2020 to 18 Sep 2023)
    • [FCA CF] Material risk taker (31 Jul 2020 to 28 Sep 2022)
    • CF30 Customer (14 Oct 2009 to 8 Dec 2019)
  • Alastair John Wilson Campbell

    IRN AJC01221

    • [FCA CF] Client dealing (31 Jul 2020 to 28 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 1 May 2017)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Alec Stokes

    IRN AXS00607

    • [FCA CF] Client dealing (16 Mar 2021 to 4 Nov 2022)
  • Alex Hughes

    IRN AXH00420

    • [FCA CF] Client dealing (31 Jul 2020 to 7 Oct 2022)
  • Alexander FLOYD

    IRN AEF01047

    • [FCA CF] Client dealing (since 31 Jul 2020)
    • CF30 Customer (14 Apr 2016 to 8 Dec 2019)
  • Alexander Frederick Hughes

    IRN AXH23495

    • CF30 Customer (11 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.