Date authorised
1 April 2013
Companies House
04112016
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191
  • Complaints Contact

    20
    Carlton House Terrace
    London
    Westminster
    SW1Y 5AN
    UNITED KINGDOM
    Phone
    +4402074397191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Mullins

    IRN AWM01139

    • [FCA CF] Client dealing (31 Jul 2020 to 15 Dec 2022)
    • CF30 Customer (15 Sep 2013 to 8 Dec 2019)
  • Alexander Odysseos

    IRN AXO01461

    • CF30 Customer (31 Oct 2013 to 5 Apr 2019)
  • Alexander Richard Cass

    IRN ARC01195

    • [FCA CF] Client dealing (16 Nov 2022 to 12 Oct 2023)
    • CF30 Customer (10 Mar 2014 to 8 Dec 2019)
  • Alexander Wimborne

    IRN AJW01552

    • [FCA CF] Client dealing (since 31 Jul 2020)
    • [FCA CF] Manager of certification employee (since 31 Jul 2020)
    • CF30 Customer (30 Jun 2014 to 8 Dec 2019)
  • Alexandra Jerez-Fernandez

    IRN AXJ00179

    • [FCA CF] Material risk taker (31 Jul 2020 to 8 Aug 2022)
  • Alistair Giffard

    IRN AXG07058

    • [FCA CF] Material risk taker (31 Jul 2020 to 8 Aug 2022)
    • CF30 Customer (9 Oct 2018 to 8 Dec 2019)
  • Allone Rene Aaron Taieb

    IRN ART01145

    • [FCA CF] Client dealing (30 Apr 2024 to 28 Feb 2025)
  • Ana Dicu

    IRN AMD01187

    • [FCA CF] Manager of certification employee (since 31 Jul 2020)
    • [FCA CF] Client dealing (since 31 Jul 2020)
    • CF30 Customer (17 Mar 2017 to 8 Dec 2019)
  • Anand Sethia

    IRN SXA02563

    • CF30 Customer (24 Jul 2018 to 8 Dec 2019)
  • Andrew Edward Sealey

    IRN AES01044

    • SMF9 Chair of the Governing Body (since 1 Sep 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Sep 2024)
    • CF3 Chief Executive (1 May 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.