Hamilton Lane (UK) Ltd

• Principal Place of Business

  4th Floor

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442081524163

  Web

  https://www.hamiltonlane.com

• Complaints Contact

  4th Floor

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442045709442

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Ahmed Khalil

  IRN AXK02997

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Mar 2024)
  • CF30 Customer (8 Jun 2017 to 8 Dec 2019)
• Alexandra Knyphausen

  IRN AXK02285

  • CF30 Customer (18 Apr 2013 to 31 Aug 2017)
• Alistair Galloway

  IRN AXG02145

  • [FCA CF] Client dealing (27 Oct 2020 to 1 Sep 2021)
• Aljoscha Dudek

  IRN AXD02558

  • [FCA CF] Client dealing (since 2 Dec 2024)
• Ana Maria Lei Ortiz

  IRN AML01143

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
  • CF3 Chief Executive (11 Apr 2011 to 13 Nov 2015)
  • CF1 Director (29 Jan 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Jun 2009 to 13 Nov 2015)
  • CF10 Compliance Oversight (16 Jun 2009 to 13 Nov 2015)
  • CF30 Customer (8 May 2008 to 8 Dec 2019)
• Anita Rana

  IRN AXR00938

  • [FCA CF] Client dealing (since 24 Jun 2024)
• Antony Anastasiadis

  IRN AXA00210

  • [FCA CF] Client dealing (since 3 Aug 2020)
• Ashley Ajoke Danesi

  IRN AXD00084

  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Jan 2021 to 16 Dec 2022)
  • SMF16 Compliance Oversight (11 Jan 2021 to 16 Dec 2022)
• Atul Varma

  IRN AXV00030

  • SMF3 Executive Director (23 Feb 2021 to 25 Jan 2023)
• Benjamin James Alldis

  IRN BJA01061

  • CF30 Customer (2 Nov 2016 to 17 Aug 2018)

No changes recorded yet.