Ana Maria Lei Ortiz

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hamilton Lane (UK) Ltd (no longer approved here)

    FRN 220069

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
    • CF3 Chief Executive (11 Apr 2011 to 13 Nov 2015)
    • CF1 Director (29 Jan 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Jun 2009 to 13 Nov 2015)
    • CF11 Money Laundering Reporting (16 Jun 2009 to 13 Nov 2015)
    • CF30 Customer (8 May 2008 to 8 Dec 2019)
  • Hamilton Lane AIFM Ltd (no longer approved here)

    FRN 621427

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (7 Oct 2014 to 8 Dec 2019)
    • CF1 Director (7 Oct 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Oct 2014 to 13 Nov 2015)
    • CF11 Money Laundering Reporting (7 Oct 2014 to 13 Nov 2015)
    • CF3 Chief Executive (7 Oct 2014 to 13 Nov 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (22 Mar 2007 to 26 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.