Rory Kesley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PIPER SANDLER LTD.
FRN 191657
- [FCA CF] Client dealing (since 30 Aug 2024)
Robert Quinn Advisory LLP (no longer approved here)
FRN 548030
- CF30 Customer (1 Jul 2022 to 29 Aug 2024)
AVIDITI CAPITAL ADVISORS UK LTD. (no longer approved here)
FRN 933432
- Employed By (1 Jul 2022 to 29 Aug 2024)
PFG-UK LTD. (no longer approved here)
FRN 401851
- [FCA CF] Client dealing (8 Jul 2021 to 16 May 2022)
- CF30 Customer (20 Jun 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.