Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 2 May 2023)
    • [FCA CF] Client dealing (since 24 Apr 2023)
    • [FCA CF] Manager of certification employee (since 2 May 2023)
    • [FCA CF] Client dealing (since 24 Apr 2023)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Manager of certification employee (1 Mar 2022 to 3 Feb 2023)
    • [FCA CF] Client dealing (1 Oct 2020 to 3 Feb 2023)
    • [FCA CF] Material risk taker (1 Oct 2020 to 18 Oct 2021)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • [FCA CF] Significant management (15 Feb 2021 to 3 Feb 2023)
    • [FCA CF] Material risk taker (1 Oct 2020 to 20 Sep 2022)
    • [FCA CF] Client dealing (1 Oct 2020 to 3 Feb 2023)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 3 Feb 2023)
    • CF30 Customer (25 Jan 2019 to 8 Dec 2019)
  • InfraRed Capital Partners Limited (no longer approved here)

    FRN 195766

    • CF30 Customer (14 May 2012 to 11 May 2018)
  • CBRE Indirect Investment Services Limited (no longer approved here)

    FRN 159367

    • CF1 Director (30 Apr 2009 to 20 Feb 2012)
    • CF30 Customer (30 Apr 2009 to 20 Feb 2012)
  • CBRE Capital Advisors Limited (no longer approved here)

    FRN 205904

    • Employed By (30 Apr 2009 to 20 Feb 2012)
  • PFG-UK LTD. (no longer approved here)

    FRN 401851

    • CF11 Money Laundering Reporting (10 Dec 2008 to 27 Mar 2009)
    • CF10 Compliance Oversight (10 Dec 2008 to 27 Mar 2009)
    • CF30 Customer (22 Nov 2007 to 27 Mar 2009)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.