CBRE Indirect Investment Services Limited

• Principal Place of Business

  Henrietta House

  Henrietta Place

  London

  W1G 0NB

  UNITED KINGDOM

  Phone

  +4402071822000

  Web

  https://www.cbre.co.uk

• Complaints Contact

  Henrietta House

  Henrietta Place

  London

  W1G 0NB

  UNITED KINGDOM

  Phone

  +4402071822000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to activities connected with corporate finance business and, in carrying on such activities to the specified invetments "unit" and "share".

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 4 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and, in carrying on such activities to the specified invetments "unit" and "share".
  • · Limited to unregulated collective investment scheme operations and in carrying on such operations to the specified investments "unit" and "share".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments "unit" and "share".
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Kenneth Wilton

  IRN AKW01028

  • CF30 Customer (26 Aug 2011 to 12 Jul 2013)
• Alastair Maclachlan

  IRN AKM01072

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Dec 2013 to 8 Dec 2019)
• Alexander Dewey

  IRN APD01106

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2022)
  • CF30 Customer (2 Sep 2016 to 8 Dec 2019)
• Andrew Antoniades

  IRN AAA01183

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 Jul 2013 to 8 Dec 2019)
• Andrew John Mack Huntley

  IRN AJH01249

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Dec 2001)
  • CF1 Director (1 Dec 2001 to 31 Dec 2001)
• Andrew Peacock

  IRN AXP01735

  • CF30 Customer (13 Sep 2013 to 7 Dec 2018)
• Andrew Richard Lloyd Screen

  IRN ARS01100

  • CF30 Customer (20 Mar 2008 to 30 Oct 2008)
• Andrew Timothy Smith

  IRN ATS01045

  • CF30 Customer (20 Dec 2012 to 29 Aug 2014)
• Anthony Martin

  IRN AXM02403

  • SMF3 Executive Director (9 Dec 2019 to 2 Sep 2020)
  • CF1 Director (14 May 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Feb 2007 to 31 Oct 2007)
• Beena Rati Patel

  IRN BRP01029

  • CF28 Systems and controls (1 Nov 2007 to 23 Jun 2008)
  • CF13 Finance (24 Feb 2006 to 31 Oct 2007)

• Ream Capital Partners LLP (no longer appointed)

  FRN 497676 · Appointed 13 Mar 2009 · Until 3 Dec 2012

• CBRE Limited (no longer appointed)

  FRN 409050 · Appointed 31 Dec 2007 · Until 9 Jul 2015

• CBRE Capital Advisors Limited (no longer appointed)

  FRN 205904 · Appointed 14 Sep 1995 · Until 7 Dec 2018

No changes recorded yet.