Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Miller Capital Partners Limited
FRN 195579
- SMF3 Executive Director (since 10 Jun 2024)
- [FCA CF] Client dealing (since 28 Apr 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (8 Mar 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 Mar 2019 to 8 Dec 2019)
- CF30 Customer (30 Jul 2015 to 8 Dec 2019)
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- CF30 Customer (17 Feb 2012 to 12 Aug 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.