Date authorised
1 April 2013
Companies House
03675288
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aston House
    Cornwall Avenue
    London
    N3 1LF
    UNITED KINGDOM
    Phone
    +442078711512
  • Complaints Contact

    Aston House
    Cornwall Avenue
    London
    N3 1LF
    UNITED KINGDOM
    Phone
    +442078711512

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Somerset Capital Limited

    IRN XXS01145

    • CF4 Partner (AR) (6 Jul 2010 to 25 Nov 2020)
  • Andrew John Bowron Gardner

    IRN AJG01156

    • CF21 Investment Adviser (18 Nov 2003 to 1 May 2005)
    • CF23 Corporate Finance Adviser (18 Nov 2003 to 1 May 2005)
  • Andrew Williams Deley

    IRN AWD01043

    • CF30 Customer (22 Oct 2009 to 7 Jun 2011)
  • Anna Christina Kemp

    IRN ACK01024

    • CF30 Customer (1 Apr 2009 to 31 May 2009)
  • James Guy Miller

    IRN JGM01065

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (2 Jul 2010 to 25 Nov 2020)
    • CF8 Apportionment and Oversight (23 Oct 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (23 Oct 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (23 Oct 2007 to 25 Feb 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 25 Feb 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF7 Sole Trader (1 Dec 2001 to 31 Jan 2007)
  • Jill Archer Hodges Magnelia

    IRN JAH01345

    • CF30 Customer (12 Oct 2010 to 20 Apr 2012)
  • Michelle Mary Donabedian

    IRN MMD01030

    • CF30 Customer (26 Mar 2012 to 3 Jul 2012)
  • Patrick Christopherson Ross Montgomery

    IRN PXM02251

    • SMF3 Executive Director (since 10 Jun 2024)
    • [FCA CF] Client dealing (since 28 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (8 Mar 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (30 Jul 2015 to 8 Dec 2019)
  • Rajaa Mekouar

    IRN RXM01388

    • CF30 Customer (15 Oct 2009 to 1 Jun 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.