Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Monterone Partners LLP (no longer approved here)

    FRN 631128

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2021)
    • CF30 Customer (3 Sep 2019 to 8 Dec 2019)
  • Beetle Capital Partners LLP (no longer approved here)

    FRN 481493

    • CF30 Customer (31 Jul 2009 to 1 Nov 2012)
  • PFG-UK LTD. (no longer approved here)

    FRN 401851

    • CF23 Corporate Finance Adviser (12 Nov 2004 to 30 Aug 2006)
    • CF11 Money Laundering Reporting (12 Nov 2004 to 30 Aug 2006)
    • CF1 Director (12 Nov 2004 to 30 Aug 2006)
    • CF10 Compliance Oversight (12 Nov 2004 to 30 Aug 2006)
  • PineBridge Investments Europe Limited (no longer approved here)

    FRN 122531

    • CF1 Director (1 Dec 2001 to 31 May 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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