Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2021)
- CF30 Customer (3 Sep 2019 to 8 Dec 2019)
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- CF30 Customer (31 Jul 2009 to 1 Nov 2012)
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- CF23 Corporate Finance Adviser (12 Nov 2004 to 30 Aug 2006)
- CF11 Money Laundering Reporting (12 Nov 2004 to 30 Aug 2006)
- CF1 Director (12 Nov 2004 to 30 Aug 2006)
- CF10 Compliance Oversight (12 Nov 2004 to 30 Aug 2006)
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- CF1 Director (1 Dec 2001 to 31 May 2002)
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.