Monterone Partners LLP

• Principal Place of Business

  Green Park House

  15 Stratton Street

  London

  W1J 8LQ

  UNITED KINGDOM

  Phone

  +4402037635400

  Web

  https://www.monteronepartners.com

• Complaints Contact

  Green Park House

  15 Stratton Street

  London

  W1J 8LQ

  UNITED KINGDOM

  Phone

  +4402037635400

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Monterone (UK) Limited

  IRN XXM01215

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (2 Apr 2015 to 8 Dec 2019)
• Johann Maxmilian Herberstein

  IRN JMH01222

  • SMF27 Partner (9 Dec 2019 to 31 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2026)
  • CF4 Partner (2 Apr 2015 to 8 Dec 2019)
  • CF30 Customer (2 Apr 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Apr 2015 to 25 Jun 2015)
  • CF10 Compliance Oversight (2 Apr 2015 to 25 Jun 2015)
• Joseph William Porterfield

  IRN JWP01024

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2021)
  • CF30 Customer (3 Sep 2019 to 8 Dec 2019)
• Justin Manuel Fernandez

  IRN JMF01166

  • SMF27 Partner (9 Dec 2019 to 31 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2026)
  • CF30 Customer (19 Jun 2015 to 8 Dec 2019)
  • CF4 Partner (19 Jun 2015 to 8 Dec 2019)
• Markus Wilhelm Taraba

  IRN MXT01540

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (2 Apr 2015 to 8 Dec 2019)
  • CF30 Customer (2 Apr 2015 to 8 Dec 2019)
  • CF3 Chief Executive (2 Apr 2015 to 8 Dec 2019)
• Matthew Robinson

  IRN MXR01120

  • [FCA CF] Client dealing (since 10 Feb 2026)
• Phillip Gregory Chapple

  IRN PGC01077

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (25 Jun 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (25 Jun 2015 to 8 Dec 2019)
  • CF30 Customer (2 Apr 2015 to 8 Dec 2019)
  • CF4 Partner (2 Apr 2015 to 8 Dec 2019)

No changes recorded yet.