Johann Maxmilian Herberstein

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Monterone Partners LLP (no longer approved here)

    FRN 631128

    • SMF27 Partner (9 Dec 2019 to 31 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2026)
    • CF11 Money Laundering Reporting (2 Apr 2015 to 25 Jun 2015)
    • CF10 Compliance Oversight (2 Apr 2015 to 25 Jun 2015)
    • CF30 Customer (2 Apr 2015 to 8 Dec 2019)
    • CF4 Partner (2 Apr 2015 to 8 Dec 2019)
  • TDR Capital LLP (no longer approved here)

    FRN 216708

    • CF4 Partner (10 Dec 2008 to 31 Dec 2013)
  • Lion Capital LLP (no longer approved here)

    FRN 401760

    • CF22 Investment Adviser (Trainee) (1 Nov 2004 to 10 Jun 2005)
    • CF4 Partner (1 Nov 2004 to 10 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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