Lion Capital LLP

Date authorised
1 April 2013
Companies House
OC308261
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Grosvenor Gardens
    London
    SW1W 0DH
    UNITED KINGDOM
    Phone
    +442072012260
    Web
    https://www.lioncapital.com

  • Complaints Contact

    8-10 Grosvenor Gardens
    London
    SW1W 0DH
    UNITED KINGDOM
    Phone
    +4402072012260

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Drew Epstein

    IRN ADE01047

    • CF30 Customer (16 Feb 2016 to 8 Dec 2019)
  • Aled Jones

    IRN AXJ01335

    • CF28 Systems and controls (1 Nov 2007 to 28 Apr 2009)
    • CF13 Finance (27 Jul 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (27 Jul 2007 to 28 Apr 2009)
    • CF11 Money Laundering Reporting (27 Jul 2007 to 28 Apr 2009)
  • Alexander Alfred Charles de Carvalho

    IRN AAD01060

    • CF30 Customer (19 Feb 2011 to 3 Oct 2015)
    • CF4 Partner (19 Feb 2011 to 3 Oct 2015)
  • Amaury Felix Rene Leyre

    IRN AXL00270

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • Anand Navinchandra Tejani

    IRN ANT01014

    • CF4 Partner (1 Nov 2004 to 19 Sep 2005)
    • CF22 Investment Adviser (Trainee) (1 Nov 2004 to 19 Sep 2005)
  • Andreas Von Paleske

    IRN AXV01070

    • CF30 Customer (1 Nov 2007 to 31 Aug 2013)
    • CF21 Investment Adviser (28 Nov 2005 to 31 Oct 2007)
    • CF4 Partner (28 Nov 2005 to 31 Aug 2013)
  • Arnaud Michel Robert Moreels

    IRN AMM01306

    • [FCA CF] Client dealing (14 Jan 2020 to 31 Jul 2021)
  • Ashwin Cadambi

    IRN AXC02927

    • CF30 Customer (2 Jun 2015 to 7 Aug 2015)
  • Augusto Cosulich

    IRN AXC03324

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (7 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (7 Mar 2018 to 8 Dec 2019)
  • BART KOEN WEYMEIS

    IRN BKW01017

    • CF4 Partner (11 Nov 2015 to 19 Aug 2016)
    • CF30 Customer (30 Jan 2015 to 19 Aug 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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