Aled Jones

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • L-GAM UK Advisors Limited (no longer approved here)

    FRN 921128

    • SMF16 Compliance Oversight (1 Oct 2020 to 18 Jan 2021)
    • SMF3 Executive Director (1 Oct 2020 to 18 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2020 to 18 Jan 2021)
  • Lion Capital LLP (no longer approved here)

    FRN 401760

    • CF28 Systems and controls (1 Nov 2007 to 28 Apr 2009)
    • CF10 Compliance Oversight (27 Jul 2007 to 28 Apr 2009)
    • CF13 Finance (27 Jul 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (27 Jul 2007 to 28 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.