L-GAM UK Advisors Limited

Date authorised
1 October 2020
Companies House
11423301
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Haymarket
    London
    SW1Y 4EX
    UNITED KINGDOM
    Phone
    +442070244776
    Web
    https://www.l-gam.com

  • Complaints Contact

    30 Haymarket
    London
    SW1Y 4EX
    UNITED KINGDOM
    Phone
    +442070244776

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aled Jones

    IRN AXJ01335

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2020 to 18 Jan 2021)
    • SMF3 Executive Director (1 Oct 2020 to 18 Jan 2021)
    • SMF16 Compliance Oversight (1 Oct 2020 to 18 Jan 2021)
  • Ferdinando Maria Raimondo Grimaldi Quartieri

    IRN FXG01019

    • SMF3 Executive Director (since 1 Oct 2020)
  • Jerome Gabriel Marie Bertrand

    IRN JGB01143

    • SMF3 Executive Director (since 4 Jun 2025)
  • Tito Marzio Soso

    IRN TMS01050

    • SMF16 Compliance Oversight (since 4 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Mar 2021)
    • SMF3 Executive Director (since 4 Mar 2021)
  • Yves Marc Christian Alexandre

    IRN YXA01016

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2020 to 18 Jan 2021)
    • SMF16 Compliance Oversight (1 Oct 2020 to 18 Jan 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.