Tito Marzio Soso

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

L-GAM UK Advisors Limited
FRN 921128
- SMF16 Compliance Oversight (since 4 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Mar 2021)
- SMF3 Executive Director (since 4 Mar 2021)
Charles Taylor & Co. Limited (no longer approved here)
FRN 406513
- Employed By (15 Jul 2013 to 22 May 2014)
Charles Taylor Services Limited (no longer approved here)
FRN 520262
- CF1 Director (AR) (15 Jul 2013 to 22 May 2014)
Investcorp Securities Limited (no longer approved here)
FRN 139122
- CF23 Corporate Finance Adviser (10 Apr 2003 to 3 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.