Date authorised
1 April 2013
Companies House
04037502
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    Mincing Lane
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +4402077672700
  • Complaints Contact

    2 Minster Court
    Mincing Lane
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +4402033202200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alistair John David Hardie

    IRN AJH01418

    • SMF1 Chief Executive (9 Dec 2019 to 31 Jul 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2020)
    • Responsible for Insurance Distribution (19 Sep 2019 to 31 Jul 2020)
    • CF1 Director (19 Sep 2019 to 8 Dec 2019)
    • CF3 Chief Executive (19 Sep 2019 to 8 Dec 2019)
  • Alistair John Groom

    IRN AJG01206

    • CF3 Chief Executive (AR) (10 Feb 2011 to 28 Feb 2014)
    • CF1 Director (25 Nov 2010 to 28 Feb 2014)
  • Andrew Michael Lees

    IRN AXL00278

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Catherine Mary Mulvihill

    IRN CMM01222

    • SMF3 Executive Director (9 Dec 2019 to 16 Dec 2022)
    • CF1 Director (27 Nov 2019 to 8 Dec 2019)
  • Chantel Athlene Garfield

    IRN CXG00451

    • SMF3 Executive Director (26 Sep 2023 to 1 May 2024)
  • Christian Heath Schirmer

    IRN CHS01086

    • CF1 Director (AR) (29 Jan 2014 to 2 Jul 2015)
    • CF1 Director (10 Jan 2014 to 9 Aug 2017)
  • Christopher David Chegwidden

    IRN CXC00326

    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Nov 2024)
  • David Gideon Marock

    IRN DXM02159

    • CF1 Director (AR) (5 Jul 2013 to 29 Jan 2014)
    • CF1 Director (1 Jul 2011 to 27 Feb 2013)
  • Gary Raymond Bullock

    IRN GRB01154

    • [FCA CF] Significant management (9 Dec 2019 to 16 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Dec 2022)
    • CF1 Director (23 Dec 2016 to 2 Dec 2019)
  • George William Fitzsimons

    IRN GWF01027

    • CF1 Director (AR) (10 Feb 2011 to 31 Oct 2012)
    • CF1 Director (1 Oct 2010 to 31 Oct 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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