Yves Marc Christian Alexandre

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • L-GAM UK Advisors Limited (no longer approved here)

    FRN 921128

    • SMF16 Compliance Oversight (1 Oct 2020 to 18 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2020 to 18 Jan 2021)
  • Investcorp Securities Limited (no longer approved here)

    FRN 139122

    • CF30 Customer (22 Dec 2010 to 15 Jul 2013)
    • CF3 Chief Executive (15 Jul 2008 to 7 Dec 2012)
    • CF1 Director (4 Jul 2003 to 15 Jul 2013)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.