Lion Capital LLP

• Principal Place of Business

  8-10 Grosvenor Gardens

  London

  SW1W 0DH

  UNITED KINGDOM

  Phone

  +442072012260

  Web

  https://www.lioncapital.com

• Complaints Contact

  8-10 Grosvenor Gardens

  London

  SW1W 0DH

  UNITED KINGDOM

  Phone

  +4402072012260

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Brigleb

  IRN CXB02140

  • CF4 Partner (16 Sep 2013 to 30 Mar 2015)
  • CF30 Customer (16 Sep 2013 to 29 Apr 2016)
• Claire Alyce Nesler

  IRN CXN08155

  • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jul 2023)
  • CF30 Customer (21 Nov 2018 to 8 Dec 2019)
  • CF4 Partner (21 Nov 2018 to 8 Dec 2019)
• Claire Vassie

  IRN CXV00035

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Aug 2021)
• Daphne Maud Arnoldine Dovermann

  IRN DXD07894

  • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
  • CF4 Partner (15 Nov 2018 to 8 Dec 2019)
  • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
• Daryl Cohen

  IRN DLC01052

  • CF4 Partner (1 Nov 2004 to 16 Sep 2005)
• Dominik Halstenberg

  IRN DXH01608

  • CF30 Customer (1 Nov 2007 to 31 Jan 2019)
  • CF4 Partner (9 Nov 2005 to 31 Jan 2019)
  • CF21 Investment Adviser (9 Nov 2005 to 31 Oct 2007)
• ELVIN BIBA

  IRN EXB00056

  • [FCA CF] Client dealing (9 Aug 2022 to 25 Aug 2023)
• Edward Codd Forst

  IRN EXF00003

  • SMF9 Chair of the Governing Body (16 Feb 2021 to 30 Sep 2023)
• Ellen Das

  IRN EXD01205

  • CF30 Customer (1 Nov 2007 to 21 Nov 2012)
  • CF22 Investment Adviser (Trainee) (30 Aug 2007 to 31 Oct 2007)
  • CF4 Partner (15 Mar 2007 to 21 Nov 2012)
• Emanuele Sessa

  IRN EXS00128

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2022)

No changes recorded yet.