Lion Capital LLP

Date authorised
1 April 2013
Companies House
OC308261
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Grosvenor Gardens
    London
    SW1W 0DH
    UNITED KINGDOM
    Phone
    +442072012260
    Web
    https://www.lioncapital.com

  • Complaints Contact

    8-10 Grosvenor Gardens
    London
    SW1W 0DH
    UNITED KINGDOM
    Phone
    +4402072012260

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eric Victor Lindberg

    IRN EVL01005

    • CF30 Customer (30 Dec 2008 to 30 Sep 2016)
    • CF4 Partner (30 Dec 2008 to 30 Mar 2015)
  • Estelle Monod

    IRN EXM01345

    • CF30 Customer (1 Nov 2007 to 18 Apr 2008)
    • CF21 Investment Adviser (23 May 2007 to 31 Oct 2007)
    • CF4 Partner (23 May 2007 to 18 Apr 2008)
  • Fabrice Aurelien Nottin

    IRN FAN01005

    • CF30 Customer (1 Nov 2007 to 7 Oct 2011)
    • CF4 Partner (9 Nov 2005 to 7 Oct 2011)
    • CF22 Investment Adviser (Trainee) (9 Nov 2005 to 31 Oct 2007)
  • Fabrice, Aurelien Chesnais

    IRN FAC01028

    • CF4 Partner (22 Nov 2010 to 30 Sep 2016)
    • CF30 Customer (22 Nov 2010 to 30 Sep 2016)
  • Fabrizio Dorian Zappaterra

    IRN FDZ01000

    • CF4 Partner (1 Nov 2004 to 19 Sep 2005)
    • CF22 Investment Adviser (Trainee) (1 Nov 2004 to 19 Sep 2005)
  • Fabrizio Dorian Zappaterra

    IRN FXZ00009

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Florian Hans-Dieter Schnau

    IRN FHS01008

    • CF30 Customer (1 Nov 2007 to 9 May 2008)
    • CF4 Partner (12 Oct 2006 to 9 May 2008)
    • CF22 Investment Adviser (Trainee) (12 Oct 2006 to 31 Oct 2007)
  • George Sewell

    IRN GXS01659

    • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
    • CF4 Partner (19 Jun 2007 to 30 Mar 2012)
    • CF21 Investment Adviser (19 Jun 2007 to 31 Oct 2007)
  • Graham Robert Tester

    IRN GRT01038

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (7 Feb 2013 to 8 Dec 2019)
  • Helen Hallie Kim

    IRN HHK01013

    • CF30 Customer (11 Feb 2014 to 17 Jun 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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