Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cap10 Partners LLP
FRN 966309
- SMF27 Partner (since 9 Nov 2022)
- [FCA CF] Client dealing (since 9 Nov 2022)
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- CF30 Customer (6 Apr 2021 to 9 Nov 2022)
- CF4 Partner (AR) (6 Apr 2021 to 9 Nov 2022)
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- Employed By (6 Apr 2021 to 9 Nov 2022)
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- CF4 Partner (25 Jan 2012 to 28 Nov 2019)
- CF30 Customer (16 Nov 2011 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 7 Oct 2011)
- CF22 Investment Adviser (Trainee) (9 Nov 2005 to 31 Oct 2007)
- CF4 Partner (9 Nov 2005 to 7 Oct 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.