Lion Capital LLP

Date authorised
1 April 2013
Companies House
OC308261
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Grosvenor Gardens
    London
    SW1W 0DH
    UNITED KINGDOM
    Phone
    +442072012260
    Web
    https://www.lioncapital.com

  • Complaints Contact

    8-10 Grosvenor Gardens
    London
    SW1W 0DH
    UNITED KINGDOM
    Phone
    +4402072012260

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Helena Duey Malchione

    IRN HDM01033

    • CF4 Partner (11 Nov 2015 to 15 Oct 2019)
    • CF30 Customer (11 Nov 2015 to 15 Oct 2019)
  • Jacob Richard Capps

    IRN JRC01226

    • CF30 Customer (1 Nov 2007 to 6 Sep 2016)
    • CF22 Investment Adviser (Trainee) (5 Sep 2007 to 31 Oct 2007)
    • CF4 Partner (5 Sep 2007 to 31 Mar 2015)
  • James Cocker

    IRN JXC02078

    • CF30 Customer (1 Nov 2007 to 3 Jun 2019)
    • CF4 Partner (12 Oct 2006 to 3 Jun 2019)
    • CF22 Investment Adviser (Trainee) (12 Oct 2006 to 31 Oct 2007)
  • Jan Ashley

    IRN JXA01725

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (10 Jan 2012 to 8 Dec 2019)
  • Jan Frederik Schuster

    IRN JFS01093

    • CF4 Partner (30 Dec 2008 to 31 Oct 2018)
    • CF30 Customer (30 Dec 2008 to 31 Oct 2018)
  • Jan Louise Ashley

    IRN JXA00243

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
  • Janet Mary Dunlop

    IRN JMD01084

    • CF4 Partner (15 Mar 2007 to 4 Dec 2013)
  • Javier Ferran

    IRN JXF01459

    • CF30 Customer (1 Nov 2007 to 31 Dec 2018)
    • CF27 Investment Management (22 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Nov 2005 to 22 Jun 2006)
    • CF4 Partner (28 Nov 2005 to 31 Dec 2018)
  • Jeff I-Wen Chang

    IRN JIC01031

    • CF4 Partner (21 Feb 2011 to 26 Mar 2015)
    • CF30 Customer (17 Dec 2008 to 8 Dec 2019)
  • Jeremy Muras

    IRN JXM03323

    • CF4 Partner (3 Feb 2015 to 15 Feb 2016)
    • CF30 Customer (3 Feb 2015 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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