Lion Capital LLP

Date authorised
1 April 2013
Companies House
OC308261
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Grosvenor Gardens
    London
    SW1W 0DH
    UNITED KINGDOM
    Phone
    +442072012260
    Web
    https://www.lioncapital.com

  • Complaints Contact

    8-10 Grosvenor Gardens
    London
    SW1W 0DH
    UNITED KINGDOM
    Phone
    +4402072012260

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Johann Maxmilian Herberstein

    IRN JMH01222

    • CF22 Investment Adviser (Trainee) (1 Nov 2004 to 10 Jun 2005)
    • CF4 Partner (1 Nov 2004 to 10 Jun 2005)
  • John Rockwell Muse

    IRN JRM01135

    • CF27 Investment Management (1 Nov 2004 to 26 Sep 2005)
    • CF23 Corporate Finance Adviser (1 Nov 2004 to 26 Sep 2005)
    • CF4 Partner (1 Nov 2004 to 26 Sep 2005)
  • Johnathan Riad

    IRN JXR00032

    • [FCA CF] Client dealing (since 14 Nov 2023)
  • Julia van Tuyll

    IRN JXV01253

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (2 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
  • Karim Alexander Savul

    IRN KAS01101

    • CF22 Investment Adviser (Trainee) (9 Nov 2005 to 30 Jun 2007)
    • CF4 Partner (9 Nov 2005 to 30 Jun 2007)
  • Kenneth Stanley Smialek

    IRN KSS01067

    • CF4 Partner (1 Mar 2011 to 30 Mar 2012)
    • CF30 Customer (1 Mar 2011 to 30 Mar 2012)
  • Kushal Kumar Banerjee

    IRN KKB01009

    • CF4 Partner (20 Sep 2012 to 31 Jul 2017)
    • CF30 Customer (20 Sep 2012 to 31 Jul 2017)
  • Luca Velussi

    IRN LXV01015

    • CF23 Corporate Finance Adviser (1 Nov 2004 to 25 Apr 2005)
    • CF4 Partner (1 Nov 2004 to 25 Apr 2005)
  • Lyndon Lea

    IRN LXL01045

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Nov 2004 to 31 Oct 2007)
    • CF27 Investment Management (1 Nov 2004 to 31 Oct 2007)
    • CF4 Partner (1 Nov 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Nov 2004 to 31 Mar 2009)
  • MANDEEP SINGH PANESAR

    IRN MXP15333

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jan 2023)
    • SMF16 Compliance Oversight (since 20 Jan 2023)
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Recent activity

Updates to this firm's record on the FCA register.

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