Lion Capital LLP

Date authorised
1 April 2013
Companies House
OC308261
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Grosvenor Gardens
    London
    SW1W 0DH
    UNITED KINGDOM
    Phone
    +442072012260
    Web
    https://www.lioncapital.com

  • Complaints Contact

    8-10 Grosvenor Gardens
    London
    SW1W 0DH
    UNITED KINGDOM
    Phone
    +4402072012260

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Benjamin Ebner

    IRN MBE01008

    • CF13 Finance (1 Nov 2004 to 29 Apr 2005)
    • CF11 Money Laundering Reporting (1 Nov 2004 to 29 Apr 2005)
    • CF10 Compliance Oversight (1 Nov 2004 to 29 Apr 2005)
  • Mary Ellen Minnick

    IRN MEM01096

    • CF30 Customer (1 Nov 2007 to 7 Mar 2018)
    • CF4 Partner (23 May 2007 to 7 Mar 2018)
    • CF22 Investment Adviser (Trainee) (23 May 2007 to 31 Oct 2007)
  • Matteo Cora

    IRN MXC02107

    • CF30 Customer (13 May 2008 to 31 Oct 2017)
    • CF4 Partner (13 May 2008 to 31 Oct 2017)
  • Matthew Phillip Wilson

    IRN MPW01108

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (16 May 2013 to 8 Dec 2019)
    • CF30 Customer (16 May 2013 to 8 Dec 2019)
  • Michael John Horton

    IRN MJH01340

    • CF11 Money Laundering Reporting (28 Apr 2009 to 31 Dec 2012)
    • CF10 Compliance Oversight (28 Apr 2009 to 31 Dec 2012)
    • CF28 Systems and controls (28 Apr 2009 to 31 Dec 2012)
  • Mohamed Elsarky

    IRN MXE01303

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF22 Investment Adviser (Trainee) (14 Mar 2007 to 31 Oct 2007)
    • CF4 Partner (14 Mar 2007 to 31 Dec 2009)
  • Neil Adamson Richardson

    IRN NAR01030

    • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • CF4 Partner (1 Nov 2004 to 31 Dec 2013)
    • CF27 Investment Management (1 Nov 2004 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Nov 2004 to 31 Oct 2007)
  • Patrick Kelly Mayer

    IRN PKM01021

    • CF30 Customer (1 Nov 2007 to 30 Sep 2017)
    • CF27 Investment Management (22 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Nov 2004 to 22 Jun 2006)
    • CF4 Partner (1 Nov 2004 to 15 Jan 2014)
  • Paul Cooper

    IRN PXC02054

    • CF30 Customer (10 Jun 2013 to 30 Sep 2015)
    • CF11 Money Laundering Reporting (2 Jan 2013 to 10 Jun 2013)
    • CF28 Systems and controls (2 Jan 2013 to 10 Jun 2013)
    • CF10 Compliance Oversight (2 Jan 2013 to 10 Jun 2013)
    • CF4 Partner (13 Dec 2012 to 30 Sep 2015)
  • Paul Marshall

    IRN PXM01502

    • CF13 Finance (10 May 2005 to 20 Jul 2007)
    • CF10 Compliance Oversight (10 May 2005 to 20 Jul 2007)
    • CF11 Money Laundering Reporting (10 May 2005 to 20 Jul 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.