Lion Capital LLP

Date authorised
1 April 2013
Companies House
OC308261
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Grosvenor Gardens
    London
    SW1W 0DH
    UNITED KINGDOM
    Phone
    +442072012260
    Web
    https://www.lioncapital.com

  • Complaints Contact

    8-10 Grosvenor Gardens
    London
    SW1W 0DH
    UNITED KINGDOM
    Phone
    +4402072012260

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Simon Rory O'Connor

    IRN PSO01019

    • CF30 Customer (7 Dec 2011 to 8 Dec 2019)
    • CF4 Partner (7 Dec 2011 to 24 Mar 2015)
  • Paul Totman

    IRN PXT00284

    • SMF27 Partner (since 1 Nov 2023)
  • Rachael Anne Wagner

    IRN RAW01191

    • CF30 Customer (23 Feb 2009 to 5 Apr 2012)
    • CF4 Partner (23 Feb 2009 to 5 Apr 2012)
  • Richard Sean Lewis

    IRN RSL01064

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Apr 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Apr 2021)
    • CF10 Compliance Oversight (19 Jun 2013 to 8 Dec 2019)
    • CF28 Systems and controls (19 Jun 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jun 2013 to 8 Dec 2019)
  • Robert Darwent

    IRN RXD01162

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (22 Jun 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Nov 2004 to 22 Jun 2006)
    • CF4 Partner (1 Nov 2004 to 8 Dec 2019)
  • Samuel Gorman

    IRN SXG02220

    • CF30 Customer (29 Jun 2015 to 8 Dec 2019)
  • Sherif Guirgis

    IRN SXG02246

    • CF30 Customer (1 Sep 2015 to 8 Dec 2019)
  • Simon David Brown

    IRN SDB01086

    • SMF16 Compliance Oversight (8 Jul 2021 to 20 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Jul 2021 to 20 Jan 2023)
    • SMF27 Partner (9 Dec 2019 to 20 Jan 2023)
    • CF4 Partner (11 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (11 Nov 2015 to 8 Dec 2019)
  • Stephan Lobmeyr

    IRN SXL01217

    • CF23 Corporate Finance Adviser (1 Nov 2004 to 23 Mar 2005)
    • CF4 Partner (1 Nov 2004 to 23 Mar 2005)
  • Thierry Michel Marie De Panafieu

    IRN TXD01173

    • CF4 Partner (1 Nov 2004 to 2 Sep 2005)
    • CF22 Investment Adviser (Trainee) (1 Nov 2004 to 2 Sep 2005)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.