Simon David Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Total Capital Partners LLP

    FRN 485651

    • SMF16 Compliance Oversight (since 25 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Nov 2025)
  • Lion Capital LLP (no longer approved here)

    FRN 401760

    • SMF16 Compliance Oversight (8 Jul 2021 to 20 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Jul 2021 to 20 Jan 2023)
    • SMF27 Partner (9 Dec 2019 to 20 Jan 2023)
    • CF4 Partner (11 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (11 Nov 2015 to 8 Dec 2019)
  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • CF1 Director (2 Aug 2011 to 20 Sep 2015)
    • CF28 Systems and controls (28 Jun 2011 to 20 Sep 2015)
  • Windmill Hill Asset Management Limited (no longer approved here)

    FRN 186883

    • CF1 Director (3 Mar 2005 to 31 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.