Date authorised
1 April 2013
Companies House
OC337648
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +447769666664
  • Complaints Contact

    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +447769666664

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ben John Redmond

    IRN BJR01058

    • SMF27 Partner (since 28 Jul 2025)
    • [FCA CF] Client dealing (since 4 Nov 2024)
  • Bernard Michael Boylan

    IRN BMB01056

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2022 to 2 Oct 2025)
    • SMF16 Compliance Oversight (1 Apr 2022 to 2 Oct 2025)
  • Erlendur Magnusson

    IRN EXM01416

    • SMF1 Chief Executive (9 Dec 2019 to 8 Oct 2021)
    • SMF27 Partner (9 Dec 2019 to 8 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Oct 2021)
    • CF4 Partner (8 Dec 2008 to 8 Dec 2019)
    • CF30 Customer (8 Dec 2008 to 8 Dec 2019)
    • CF3 Chief Executive (8 Dec 2008 to 8 Dec 2019)
  • Mark James Buttler

    IRN MJB01421

    • SMF27 Partner (9 Dec 2019 to 1 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2026)
    • CF30 Customer (19 Jun 2017 to 8 Dec 2019)
    • CF4 Partner (19 Jun 2017 to 8 Dec 2019)
  • Michael Paul Brown

    IRN MPB01140

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (26 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (8 Dec 2008 to 8 Dec 2019)
  • Natalie Jane Eastham

    IRN NJE01021

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Jan 2022)
    • CF10 Compliance Oversight (8 Dec 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Dec 2008 to 8 Dec 2019)
    • CF3 Chief Executive (8 Dec 2008 to 8 Dec 2019)
    • CF30 Customer (8 Dec 2008 to 8 Dec 2019)
    • CF4 Partner (8 Dec 2008 to 8 Dec 2019)
  • Simon Christopher Rowan

    IRN SXR01460

    • SMF27 Partner (since 24 Nov 2025)
    • [FCA CF] Client dealing (since 1 Oct 2025)
  • Simon David Brown

    IRN SDB01086

    • SMF16 Compliance Oversight (since 25 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Nov 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.