Mark James Buttler

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Total Capital Partners LLP (no longer approved here)
FRN 485651
- SMF27 Partner (9 Dec 2019 to 1 Dec 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2026)
- CF30 Customer (19 Jun 2017 to 8 Dec 2019)
- CF4 Partner (19 Jun 2017 to 8 Dec 2019)
Key Capital Partners LLP (no longer approved here)
FRN 453526
- CF10 Compliance Oversight (7 Jun 2012 to 30 Apr 2015)
- CF11 Money Laundering Reporting (7 Jun 2012 to 30 Apr 2015)
- CF30 Customer (7 Jun 2012 to 30 Apr 2015)
KPMG LLP (no longer approved here)
FRN 210513
- CF23 Corporate Finance Adviser (30 Apr 2002 to 28 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.