Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 24 Nov 2025)
    • [FCA CF] Client dealing (since 1 Oct 2025)
  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • CF30 Customer (28 Jul 2022 to 7 Oct 2025)
  • Averroes Capital Limited (no longer approved here)

    FRN 944760

    • (2)Employed By (28 Jul 2022 to 7 Oct 2025)
  • Dunedin LLP (no longer approved here)

    FRN 571758

    • SMF27 Partner (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (7 Jun 2013 to 8 Dec 2019)
    • CF4 Partner (30 Apr 2012 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 3 Jul 2008)
    • CF21 Investment Adviser (7 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.