Michael John Horton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DN Capital Limited

    FRN 194666

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF28 Systems and controls (29 May 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 May 2013 to 8 Dec 2019)
  • DN Capital (UK) LLP

    FRN 461735

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (29 May 2013 to 8 Dec 2019)
    • CF28 Systems and controls (29 May 2013 to 8 Dec 2019)
  • Lion Capital LLP (no longer approved here)

    FRN 401760

    • CF11 Money Laundering Reporting (28 Apr 2009 to 31 Dec 2012)
    • CF10 Compliance Oversight (28 Apr 2009 to 31 Dec 2012)
    • CF28 Systems and controls (28 Apr 2009 to 31 Dec 2012)
  • Elderstreet Investments Limited (no longer approved here)

    FRN 148527

    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jun 2005)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 23 Dec 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2005)
    • CF13 Finance (1 Dec 2001 to 30 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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