DN Capital Limited

Date authorised
1 April 2013
Companies House
04041110
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Queen Annes Gate Buildings
    Dartmouth Street
    London
    SW1H 9BP
    UNITED KINGDOM
    Phone
    +4402073401600
    Web
    https://www.dncapital.com

  • Complaints Contact

    D N Capital Ltd
    2 Queen Annes Gate Buildings
    Dartmouth Street
    London
    Westminster
    SW1H 9BP
    UNITED KINGDOM
    Phone
    +4402073401600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carlo Jaime Massari

    IRN CJM01337

    • CF10 Compliance Oversight (8 Sep 2011 to 29 May 2013)
    • CF28 Systems and controls (8 Sep 2011 to 29 May 2013)
  • Daniel Thomas Bradley

    IRN DTB01047

    • CF30 Customer (24 Jan 2011 to 31 May 2015)
  • Francesco Valmarana

    IRN FXV01006

    • CF1 Director (1 Dec 2001 to 1 Jan 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jan 2005)
  • Michael John Horton

    IRN MJH01340

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF28 Systems and controls (29 May 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 May 2013 to 8 Dec 2019)
  • Nenad Joseph Marovac

    IRN NXM01114

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (15 Feb 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
  • Nenad Joseph Marovac

    IRN NXM00237

    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Philip Henry Prescott

    IRN PHP01023

    • CF10 Compliance Oversight (15 Jul 2008 to 19 Feb 2011)
    • CF28 Systems and controls (15 Jul 2008 to 19 Feb 2011)
  • Steven Jeffrey Schlenker

    IRN SXS00591

    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Steven Jeffrey Schlenker

    IRN SXS01303

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF28 Systems and controls (19 Feb 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Feb 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (15 Feb 2007 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 15 Jul 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.