Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 16 Mar 2021)
    • [FCA CF] Significant management (since 16 Mar 2021)
    • [FCA CF] Material risk taker (since 16 Mar 2021)
    • CF30 Customer (since 18 Feb 2021)
    • CF30 Customer (10 Feb 2011 to 8 Dec 2019)
    • (18)Employed By (since 18 Feb 2021)
  • UNIGESTION (UK) LTD. (no longer approved here)

    FRN 192141

    • CF30 Customer (1 Nov 2007 to 7 Oct 2008)
    • CF21 Investment Adviser (21 Jul 2005 to 31 Oct 2007)
  • DN Capital Limited (no longer approved here)

    FRN 194666

    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jan 2005)
    • CF1 Director (1 Dec 2001 to 1 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.