UNIGESTION (UK) LTD.

• Principal Place of Business

  c/o Kepler Cheuvreux

  5th Floor

  95 Gresham Street

  London

  City Of London

  EC2V 7NA

  UNITED KINGDOM

  Phone

  +442075295200

  Web

  https://www.unigestion.com

• Complaints Contact

  Kepler Cheuvreux

  5th Floor

  95 Gresham Street

  London

  EC2V 7NA

  UNITED KINGDOM

  Phone

  +442075295200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aleksei Jourovski

  IRN AXJ00101

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Alessandro Laurent

  IRN AXL01543

  • [FCA CF] Client dealing (8 Jun 2022 to 31 Jul 2022)
  • [FCA CF] Material risk taker (8 Jun 2022 to 31 Jul 2022)
• Alexandre Marquis

  IRN AXM05522

  • [FCA CF] Material risk taker (since 6 Mar 2025)
  • [FCA CF] Client dealing (since 6 Mar 2025)
• Andrea Di Nisio

  IRN AXD01343

  • CF30 Customer (8 Jul 2016 to 8 Dec 2019)
• Andreas Georgiades

  IRN AXG02281

  • CF30 Customer (since 3 Jun 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2025)
  • CF30 Customer (9 May 2016 to 8 Dec 2019)
• Andreas Mario Grassi

  IRN AXG01382

  • CF27 Investment Management (8 Mar 2002 to 31 Oct 2002)
  • CF21 Investment Adviser (8 Mar 2002 to 31 Oct 2002)
  • CF2 Non Executive Director (12 Dec 2001 to 31 Oct 2002)
• Andrew Nicholas Wheeler

  IRN ANW01018

  • CF27 Investment Management (5 Feb 2004 to 31 May 2007)
  • CF21 Investment Adviser (17 Mar 2003 to 31 May 2007)
• Andrew William Marchant

  IRN AWM01083

  • CF30 Customer (1 Nov 2007 to 16 Jul 2013)
  • CF27 Investment Management (22 Oct 2002 to 31 Oct 2007)
  • CF21 Investment Adviser (22 Oct 2002 to 31 Oct 2007)
  • CF2 Non Executive Director (23 Jul 2002 to 1 Jan 2019)
• Anisse Marzouk

  IRN AXM21025

  • CF30 Customer (1 Oct 2019 to 25 Oct 2019)
• Annette Susanne Forbes

  IRN ASL01017

  • SMF3 Executive Director (since 30 Jan 2023)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF1 Director (25 Feb 2010 to 1 May 2019)
  • CF10 Compliance Oversight (1 Jan 2007 to 27 Jul 2007)
  • CF11 Money Laundering Reporting (10 Mar 2006 to 27 Jul 2007)
  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 8 Aug 2002)

• Unigestion PE UK Ltd.

  FRN 1031807 · Appointed 13 May 2025

No changes recorded yet.