Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
UNIGESTION (UK) LTD.
FRN 192141
- SMF3 Executive Director (since 30 Jan 2023)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF1 Director (25 Feb 2010 to 1 May 2019)
- CF10 Compliance Oversight (1 Jan 2007 to 27 Jul 2007)
- CF11 Money Laundering Reporting (10 Mar 2006 to 27 Jul 2007)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 8 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.