Date authorised
1 April 2013
Companies House
03886428
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o Kepler Cheuvreux
    5th Floor
    95 Gresham Street
    London
    City Of London
    EC2V 7NA
    UNITED KINGDOM
    Phone
    +442075295200
  • Complaints Contact

    Kepler Cheuvreux
    5th Floor
    95 Gresham Street
    London
    EC2V 7NA
    UNITED KINGDOM
    Phone
    +442075295200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bernard Sabrier

    IRN BXS01138

    • CF2 Non Executive Director (6 Jun 2008 to 31 Aug 2011)
    • CF30 Customer (1 Nov 2007 to 31 Aug 2011)
    • CF1 Director (1 Dec 2001 to 6 Jun 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Boguslawa Maria Musiela

    IRN BMM01044

    • CF30 Customer (26 Oct 2015 to 3 Jul 2019)
  • Budhon Choudhury

    IRN BXC00073

    • [FCA CF] Client dealing (10 Dec 2019 to 22 Oct 2022)
  • Carl McAndrew

    IRN CXM01221

    • CF30 Customer (4 Jun 2009 to 9 Sep 2011)
  • Carlos Estevam Cintra Stelin

    IRN CES01075

    • CF30 Customer (29 Jan 2016 to 5 Oct 2018)
  • Caroline Bradshaw

    IRN CLC01067

    • CF30 Customer (7 Mar 2014 to 11 Jul 2016)
  • Cedric Fulcrand Jean Fontanille

    IRN CFF01020

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 Jul 2022)
    • CF30 Customer (26 Jul 2012 to 8 Dec 2019)
  • Christophe de Dardel

    IRN CXD00632

    • CF2 Non Executive Director (AR) (since 13 May 2025)
  • Christopher Douglas Blake

    IRN CDB01061

    • CF10 Compliance Oversight (6 Dec 2002 to 24 Feb 2006)
    • CF11 Money Laundering Reporting (6 Dec 2002 to 24 Feb 2006)
  • Christopher Sharples

    IRN CJS01192

    • CF2 Non Executive Director (1 Dec 2001 to 20 Dec 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.