Date authorised
1 April 2013
Companies House
03886428
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o Kepler Cheuvreux
    5th Floor
    95 Gresham Street
    London
    City Of London
    EC2V 7NA
    UNITED KINGDOM
    Phone
    +442075295200
  • Complaints Contact

    Kepler Cheuvreux
    5th Floor
    95 Gresham Street
    London
    EC2V 7NA
    UNITED KINGDOM
    Phone
    +442075295200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chrysis Aristidou

    IRN CXA01567

    • CF30 Customer (1 Feb 2016 to 30 Jun 2018)
  • Claire Louise Harding

    IRN CLH01111

    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
  • Claire Louise Manning

    IRN CLR01018

    • CF27 Investment Management (3 Feb 2004 to 5 Jun 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2006)
  • David Harris Chesner

    IRN DHC01052

    • CF30 Customer (29 Jan 2016 to 20 Aug 2019)
  • Didier Roland Michoud

    IRN DXM00227

    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2024)
  • Dominic Hong

    IRN DXH01700

    • CF30 Customer (1 Nov 2007 to 31 Jul 2010)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
  • Dominic St John Bourne

    IRN DSB01104

    • CF30 Customer (13 Aug 2010 to 31 Mar 2015)
  • Edward James Gladwyn

    IRN EJG01066

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Mar 2025)
    • CF30 Customer (5 Dec 2017 to 8 Dec 2019)
  • Emma Polly Francesca Tither

    IRN EPB01028

    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • CF27 Investment Management (2 Aug 2006 to 31 Oct 2007)
  • Eoin Maher

    IRN EXM00072

    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.