Date authorised
1 April 2013
Companies House
03886428
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o Kepler Cheuvreux
    5th Floor
    95 Gresham Street
    London
    City Of London
    EC2V 7NA
    UNITED KINGDOM
    Phone
    +442075295200
  • Complaints Contact

    Kepler Cheuvreux
    5th Floor
    95 Gresham Street
    London
    EC2V 7NA
    UNITED KINGDOM
    Phone
    +442075295200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eric Champenois

    IRN EXC00417

    • [FCA CF] Material risk taker (since 6 Mar 2025)
    • [FCA CF] Client dealing (since 6 Mar 2025)
  • Faruk Akar

    IRN FXA00065

    • [FCA CF] Client dealing (11 Jul 2023 to 19 Aug 2024)
    • [FCA CF] Material risk taker (11 Jul 2023 to 19 Aug 2024)
  • Fiona Frick

    IRN FXF15332

    • SMF3 Executive Director (9 Dec 2019 to 22 Dec 2022)
    • CF1 Director (16 Jul 2019 to 8 Dec 2019)
  • Florian Rehm

    IRN FXR01083

    • CF30 Customer (23 Sep 2013 to 15 May 2019)
  • Fragiskos Galouzidis

    IRN FXG13337

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Dec 2022)
    • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
  • Frances Margaret Smyth

    IRN FMS01039

    • CF30 Customer (30 Mar 2012 to 9 Apr 2013)
  • Francesco Valmarana

    IRN FXV01006

    • CF30 Customer (1 Nov 2007 to 7 Oct 2008)
    • CF21 Investment Adviser (21 Jul 2005 to 31 Oct 2007)
  • Frans Robyns

    IRN FXR00087

    • CF30 Customer (since 18 Jun 2025)
    • [FCA CF] Client dealing (11 Jul 2023 to 31 May 2025)
  • Gavin Simon Boyle

    IRN GSB01041

    • Director of firm who is not a certification employee or a SMF manager (21 Feb 2020 to 26 Apr 2023)
  • Guy Duncan Cleland Paterson

    IRN GDP01024

    • Responsible for Insurance Mediation (18 Apr 2008 to 11 Feb 2010)
    • CF30 Customer (1 Nov 2007 to 11 Feb 2010)
    • CF3 Chief Executive (1 Dec 2001 to 11 Feb 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 11 Feb 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.