Frances Margaret Smyth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

abrdn Investments Limited (no longer approved here)
FRN 121891
- CF30 Customer (4 Apr 2018 to 29 Mar 2019)
abrdn Investment Management Limited (no longer approved here)
FRN 188406
- CF30 Customer (9 Mar 2016 to 29 Mar 2019)
UNIGESTION (UK) LTD. (no longer approved here)
FRN 192141
- CF30 Customer (30 Mar 2012 to 9 Apr 2013)
AllianceBernstein Limited (no longer approved here)
FRN 147956
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF21 Investment Adviser (14 Oct 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.