UNIGESTION (UK) LTD.

• Principal Place of Business

  c/o Kepler Cheuvreux

  5th Floor

  95 Gresham Street

  London

  City Of London

  EC2V 7NA

  UNITED KINGDOM

  Phone

  +442075295200

  Web

  https://www.unigestion.com

• Complaints Contact

  Kepler Cheuvreux

  5th Floor

  95 Gresham Street

  London

  EC2V 7NA

  UNITED KINGDOM

  Phone

  +442075295200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hoi Kei Joan Lee

  IRN HKL01013

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Jul 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 29 Jul 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jul 2022)
  • CF30 Customer (8 Dec 2015 to 8 Dec 2019)
• Jack Joseph Masri

  IRN JJM01102

  • CF1 Director (1 Dec 2001 to 31 Mar 2002)
  • CF3 Chief Executive (1 Dec 2001 to 31 Mar 2002)
• James Pearson

  IRN JLP01075

  • CF10 Compliance Oversight (31 Jul 2007 to 31 Jan 2008)
  • CF11 Money Laundering Reporting (31 Jul 2007 to 31 Jan 2008)
• Jan Henrik Reichenbach

  IRN JHR01042

  • CF21 Investment Adviser (22 Dec 2003 to 26 Aug 2004)
• Jean-Yves Auguste Marie Gourin

  IRN JAG01098

  • CF2 Non Executive Director (1 Dec 2001 to 19 May 2003)
• Jerome Teiletche

  IRN JXT20445

  • [FCA CF] Material risk taker (9 Dec 2019 to 22 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Nov 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Nov 2022)
  • CF30 Customer (17 Sep 2019 to 8 Dec 2019)
• Jordan Dimmock

  IRN JXD00879

  • CF30 Customer (since 19 May 2025)
  • [FCA CF] Material risk taker (19 Mar 2024 to 31 May 2025)
  • [FCA CF] Client dealing (19 Mar 2024 to 31 May 2025)
• Joshua Seager

  IRN JXS03795

  • CF30 Customer (12 Feb 2018 to 8 Dec 2019)
• Julien Malet

  IRN JXM03464

  • [FCA CF] Material risk taker (28 Mar 2024 to 1 May 2025)
  • [FCA CF] Client dealing (28 Mar 2024 to 1 May 2025)
• Katharine Anne Issard Brown

  IRN KAB01064

  • CF30 Customer (1 Apr 2008 to 3 May 2013)

• Unigestion PE UK Ltd.

  FRN 1031807 · Appointed 13 May 2025

No changes recorded yet.